1. Opening a cash trading account

• Cash Client Agreement 客戶協議

Please contact the client service team：enquiry@huayu-sec.com

Individual account

• L2. Individual Securities Account Application Form - 個人證券帳戶申請表格 - Apr20
• N1. Client Characteristic Risk Assessment Questionnaire 客戶特性及風險評估問卷 - Nov 21
• L5. Form W8 BEN (Jul 2017 version) 個人

Company account

• C3.Corporate Securities Account Application Form - 公司證券帳戶申請表格 - Apr20
• N1. Client Characteristic Risk Assessment Questionnaire 客戶特性及風險評估問卷 - Nov 21
• C8. Form W-8BEN-E (Jul 2017 version) 公司 - Dec18
• C6. FATCA self-declaration form (Institution) - Dec18

2. Service charge list

• A2a. Service fee table 華裕證券買賣服務收費表(簡體) - Nov23
• A2b. Service fee table 華裕證券買賣服務收費表(繁體) - Nov23
• A2c. Service fee table 華裕證券買賣服務收費表(Eng) - Nov23
• B3a. China Connect (Northbound) Service Fee 中華通服務收費表 (北向交易) (中文) - Sep18
• B3b. China Connect (Northbound) Service Fee 中華通服務收費表 (北向交易) (ENG) - Sep18
• 債券業務收費（中文） - Dec24

3. Other forms

Please contact the client service team：enquiry@huayu-sec.com

• H10. Request for SI ISI through CCASS 中央結算交收指示表格 - Dec18
• D2. Fund Deposit Form 存款表格 - Dec18
• D1. Fund Withdrawal Form 提款表格 - Dec18
• H1. Physical Stock Withdrawal Form 實貨提取表格 - Dec 18
• H4. Change of Account Information Form 帳戶資料更改表 - Aug 19
• H5. Close of Account 取消帳戶表格 - Dec18

4. Supplement information

Please contact the client service team：enquiry@huayu-sec.com

• A1. Agreement 客戶協議 - Apr19
• China Connect Stocks (Shanghai and Shenzhen buy/sell approved stock list)
  http://www.hkex.com.hk/Mutual-Market/Stock-Connect/Eligible-Stocks/View-All-Eligible-Securities?sc_lang=zh-HK
• Internet Trade User Guide(TC)
• Internet Trade User Guide(SC)